WebOur Financial Institutions Regulatory lawyers have the legal and regulatory know-how and real-world experience to help all major players in the financial services arena private funds, investment banks, commercial banks, public companies, sovereign funds and others. Homeworking. Tier 1. He provides third-party compliance opinions and day Dan Hugunine is a shareholder in Dentons Sirotes Birmingham, Alabama office, where he is a member of the Corporate practice group. The Department of Defense (DoD) recently issued a new Small Business Strategy to reverse the significant decline in the number of small businesses participating in government contracts by launching new initiatives that will make it easier for small businesses to work with the DoD. A Peter R. Herman is a shareholder at Wilentz, Goldman & Spitzer, P.A. In addition t Brian Richard Lenker represents lending institutions and businesses across a broad range of corporate and commercial finance transactions. Mark assists these companies with private and public securities offerings, mergers and acquisitions, underwritings, corporate formations and restructurings, recapitalizations, corporate governance and a host of related complex regulatory issues. Structured unprecedented settlements between Swiss financial institutions and U.S. prosecutors, enabling clients to avoid potentially billions of dollars in exposure under U.S. tax laws and avoid criminal prosecution. WebOur global financial services regulatory practice helps clients navigate the evolving and increasingly complex global regulatory environment. Coordinated multistate government affairs activities for multiple financial services companies seeking to challenge the applicability of state money transmitter licensing requirements to certain services not contemplated by money transmitter laws. Dan frequently represents clients in the preparation and negotiation of product and services agreements, vendor and procurement contracts, and software licensing agreements. 100 merger and branch acquisition or sale transactions, as well as representing Clayton Utz has a in a wide range of financial services regulatory Legal 500 Asia Pacific, Dispute Resolution: litigation Bill speaks to industry and bar groups on Texas financing law. He has also been featured on Money Matters Radio Network WebFinancial services regulation law encompasses all of the laws and regulations that financial institutions must follow as they lend, manage and exchange money and monteary "Richmonds" is the result of a successful combination of the formerly separate practices of Stephen M. Richmond and Laurence K. Richmond. banking and other financial institutions and their trade associations, and Consumer Credit: Law, Transactions and Forms , author, Matthew Bender & Company, six volumes (1984-present). WebFinancial Services Regulatory Lawyer (NQ-3 Years PQE) Michael Page 3.7 London 85,000 - 95,000 a year Permanent Experience in financial services regulation is helpful. The regulations implement the financial stability screening law (General Laws Ch. You can withdraw your consent by clicking manage cookies and following the instructions shown. His experience includes securities offerings, corporate acquisitions, Drawing on our collective experiences with international climate treaties and strong relationships with government policy maker, we have advised companies, associations and governments on more than 100 climate change matters. WebThe world of financial services regulation is becoming increasingly globalized and complex. Laurence K. Richmond ("Larry") has practiced for over seventeen years, first as an Assistant District Attorney, then with Stroock & Stroock & Lavan, before opening the firm of Laurence K. Richmond & Associates, P.C. Congressman, a U.S. Nuclear Regulatory Commissioner, Assistant Director of the Federal Trade Commissions Competition Bureau, General Counsel of National Oceanic and Atmospheric Administration, U.S. Assistant Secretary of Commerce for Export Administration, Chief of the Major Crimes Unit at the U.S. Attorneys Office for the Southern District of New York and Assistant Attorney General for the Tax Division at the U.S. Department of Justice, among others. WebEnhancing Consumer Safety Through Winning Jury Trials and Substantial Settlements by Justin Smulison Firm founder and lead trial lawyer James P. Frantz discusses how landmark victories in litigation and trial protect consumers. Effectively represented candidates and initiative campaigns throughout the election process and have advised officeholders following their election to public office. WebBanking and Finance Law, Bankruptcy and Creditor Debtor Rights / Insolvency and Reorganization Law, Financial Services Regulation Law, Litigation - Banking and Finance, Litigation - Bankruptcy (314) 889-8000 phone. Financial Services Regulation: Banking (Compliance) This section covers regulatory compliance work and advisory matters on behalf of banks, bank holding companies and other systemically important financial institutions. companies, businesses and individuals in various types of financings and Be We have earned particular acclaimincluding top-tier rankings from, Widely regarded as a market-leading practice (including regular recognition from both. 69, Section 31B) enacted at the end of 2019 in the wake of several college closings. Real Estate Law. We help our clients structure their businesses and operations in the most efficient and commercial way, complying with relevant requirements, minimizing regulatory burdens and developing business opportunities from He also represents sellers and purchasers in sales and exchanges of developed and undeveloped real estate, preparation and negotiation of leases on improved and unimproved property, and all other kinds of transac Jamie Boucher is head of Skaddens Financial Institutions Regulatory and Enforcement Group and the global anti-money laundering and sanctions practice. He has extensive experience representing financial services companies in virtually every phase of their operations including litigation, regulatory, compliance, workouts, transactions and bankruptcy. Assisted Front Porch Corp. in obtaining facility waivers and stopping administrative proceedings by the Department of Labor related to affirmative action plan requirements. Mr. Colao has represented public and private Known as one of the most innovative and comprehensive law firms in this space, we deliver 50-state advice and solutions to clients in these key areas: Ancillary products In particular, he represents U.S. and non-U.S. firms on finance and corporate matters, and provides supervisory and compliance counseling for institutions regulated by the Federal Reserve, OCC, FDIC, FinCEN, CFPB, SEC, FINRA, Florida Office of Financial Regu John is the founder and co-chair of the Firm's Financial Institutions Group and has advised hundreds of financial institutions on strategic, corporate governance and other matters for over 30 years. Chambers Asia Pacific, Financial Services Regulatory Press Release Pillsbury lawyers deliver strategic and pragmatic counsel in connection with client advocacy efforts before both state and local governments and regulatory agencies. Simply, we help you achieve your ambitions and resolve issues so that you can get on doing what you do best. In addition, they frequently advise on communications industry transactions, in which regulatory compliance is critical. WebFinancial services law | EY - Global Close search Trending Why Chief Marketing Officers should be central to every transformation 31 Jan 2023 Consulting How will CEOs respond to a new recession reality? Represented Teck Metals Inc. in developing and successfully negotiating what has been called an historic, transnational agreement with the U.S. EPA and the U.S. Department of Justice. With longstanding, effective working relationships with local government officials and community/civic groups, we are particularly effective in streamlining the approvals process. Devised and implemented multistate government relations campaign to exempt yoga teacher training programs from vocational training regulation/licensing requirements on behalf of Yoga Alliance, the largest membership association for the yoga industry. 2010 - 2023 Best Lawyers All Rights Reserved. Please contact Matt Sale on +44 (0)20 7427 4910 for more information. WebThrough our teams of specialist lawyers from across our offices in Europe, the Middle East and Asia-Pacific, we are well-positioned to advise you on the structuring, documentation and negotiation of a wide range of finance and financial regulation-related matters, including: Acquisition and leveraged finance Asset-based lending / finance leasing Gordons practice focuses on mergers and acquisitions, special committee representation, private and underwritten securities offerings and general corporate representation of clients in a variety of industries. , LexisNexis Expert Commentaries (February 2008). George is a former President of the Mississippi Bar and an active member in several professional organizations. Howard also has served as counsel to the Community Bankers of Iowa for more than 20 years. The team includes many former senior officials and staffers within the U.S. government, as well as numerous non-lawyer economists, scientific advisors and other consultants. The law firm acts for a prestigious client base of domestic and international banks, investment firms, insurance companies and fintech entities. Up to 260000 per annum. View details. Fighting for Florida by Justin Smulison Our global financial services and regulation practice helps our clients navigate the evolving and increasingly complex regulatory environment, working seamlessly across major business and financial hubs. WebThe Ideal Candidate. Pillsburys lawyer-lobbyists focus on finding high-value silver bullet solutions for our clients that reduce legal and regulatory risk exposure and achieve their most important business objectives. Bill was named Lawyer of the Year for Financial Services Regulation L Alan Deer has broad experience in banking, financial services, and corporate law, with his primary focus on: Mergers and acquisitions Regulatory, examination, and enforcement matters Formation of de novo institutions Capital-raising and subordinated debt State licensing and entry Syndicated, working capital, and asset-based credit transactions Alan also advises boards of directors and committees of financial institutions on corporate governance matters generally and in connection with strateg Mr. del Hierro is a partner in the Corporate Practice Group of Kirkland & Ellis and heads our bank regulatory practice. His practice has a special emphasis on privacy, data security, e-commerce, technology, and financial services joint ventures, as well as compliance and enforcement matters involving the Consumer Financial Protect Kate is a partner in the firm's Maryland office. "A&L Goodbody delivers clear and comprehensive legal advice that is client-focused. Successfully resolved a major international data breach involving some of the worlds highest profile web brands, including the pursuit of perpetrator across multiple countries to recover stolen data. To affirmative action plan requirements that you can get on doing what you do best process and advised. Acts for a prestigious client base of domestic and international banks, investment firms, insurance companies and fintech.! Waivers and stopping administrative proceedings by the Department of Labor related to affirmative action requirements! Achieve your ambitions and resolve issues so that you can get on doing what you do best,! R. 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